Splet20. sep. 2024 · Swaps proficiency requirements will generally transfer with the associated person (subject, on a going-forward basis, to there being no two-year gap in the … Splet24. maj 2024 · The new requirements become effective January 31, 2024. However, individuals who are approved as swap APs at an FCM, IB, CPO, or CTA Member firm or acting as an AP at an SD on January 31, 2024 must have satisfied NFAs Swaps proficiency Requirements to remain approved as a swap AP or working as an AP at an SD after this …
NFA Updates FAQs on Swaps Proficiency Requirements
Splet12. apr. 2024 · Requirements. · Minimum of four (4) years of related industry experience, preferably in Capital Markets or Investment Banking with knowledge of FX products, including Spot/Forwards, Swaps, Non-Deliverable Forwards (NDF’s) and OTC FX Options. · Excellent interpersonal and communication skills with the ability to build strong … SpletSystem Requirements for NFA's Swaps Proficiency Requirements Individuals will need a computer with speakers or headphones and an Internet connection that supports … ellen ochoa 5 words that say it all
NFA Swaps Proficiency Requirements - Long Track - Moodle US
Splet28. okt. 2024 · Swaps APs of registered CPOs and CTAs are required to satisfy the Short Track (i.e., a shorter exam). Each NFA member with APs required to meet these … Splet27. jan. 2024 · As a reminder, the compliance date for the National Futures Association’s (NFA) Swaps Proficiency Requirements is January 31, 2024. NFA Members with associated persons (AP) required to satisfy... SpletThe National Futures Association has adopted new swaps proficiency requirements applicable to associated persons of commodity pool operators, commodity trading … ford ashton bristol